**Responsibilities**
- Keep up to date on regulatory developments and advise the business on compliance matter across both regulatory compliance and AML.
- Support onboarding of new relationships, ensuring no overdue KYC reviews, ad-hoc KYC reviews are timely completed, effective transaction monitoring reviews. Perform investigation and escalation if required.
- Assist in performing due diligence on all external providers, third party vendors and business partners.
- Provide support for due diligence requests from external parties (e.g., potential prospects, distributors, banks etc).
- Assist in pre-trade and post-trade compliance for the funds
- Assist in funds compliance matters not limited to European requirements, regulatory reporting, implementation of funds policies/procedures, review/approve funds related documentation and monitoring investment restriction
- Assist in implementing control and compliance procedures related to funds
- Any other ad hoc duties as assigned.
**Requirements**:
- A degree holder with 1-2 years of working experience in compliance, audit and/or risk management function within an asset management business.
- Must be driven, responsible, proactive, meticulous and detailed oriented
- Able to work independently and under pressure in a small team. Must be organised and able to multi-task and work to tight deadlines.
- Good at building relationships; you will be dealing with both internal and external stakeholders of ranging seniority on a day-to-day basis.
- Fresh graduates are welcome. Basic understanding of financial principles and fund management industry is preferred. Training and support will be provided.